Stock Loans. Restricted Rule 144 and Free
trading stock loan. Financing Stock Loans
all stock exchanges. Free Trading Stock Loans to 90% LTV, Stock Loans.
Restricted
rule 144 and Free trading stock loan, Lender provides Stock Loans for Restricted
Stock.
Equipment refinancing sale-leaseback, Leasing, Line of Credit Working Capital
Finance
Nationwide Since 1992
SALE and
REACQUISITION of RESTRICTED STOCK
STRUCTURED AS A SALE AND BUY-BACK FACILITY,
PROVIDES CASH QUICKLY.
STOCK
SECURED FUNDING:
Incorporating
comprehensive equities based funding solutions
for Free Trading and Restricted / Rule 144 stock.
The following funding options are available to qualified clients,
and securities. See the following overview of each of the
five options.
1) Restricted /
Rule 144 Stock Secured Loans
2) Stock Acquisition and Buy Back –
Restricted Shares
3) Free Trading Stock Secured Loans
4) Options / Warrants Financing
5) Margin Loan Take-outs
RESTRICTED
/ RULE 144 STOCK LOANS:
Restricted / Rule
144 stock secured loans are structured non-
recourse, and non-callable, and feature 2 -3 year terms with
1 – 2 year lockup periods. There
is no upside participation of
the stock, which means the borrower gets the full benefit of any
appreciation of the value of the pledged stock (s) during
the term of the loan.
Benefits:
Non Recourse with No Margin Calls
NASDAQ small cap, OTCBB, TSX,
LSE
Security:
Pledged stock is only security
Loan
Minimum: $200,000
Loan
Amount:
A maximum loan facility of $10,000,000
USD per loan - larger loan amounts for
borrower provided on a per case basis
Trading
Price:
$1.00
minimum
Loan-To-Value:
15%
to 50% of Security’s value
Rate
of Interest:
2%
over prime (variable)
Loan
Repayment:
Repayment may be made following lockup
period, or may forfeit Security to satisfy
debt obligation, even if stock value declines
Prepayment:
No prepayment penalty following
lockup period
Maximum
Security: Cannot accept more than 5% of the fully
diluted total issued and outstanding shares
of any one public company (per case basis)
__________________________________________________
STOCK
ACQUISITION and BUY BACK – RESTRICTED SHARES:
In the case where a client has restricted stock that has been
held for more than 12 months, underwriting will undertake a
stock sale with buy back. It is a straightforward transaction,
and if approved, the stock will be purchased from the client at
a discount and provide the client with a buy back option for
the same amount plus a premium, which will be equivalent to
the current Prime rate plus 1% annualized. The funding
amount for this option is determined using the same funding
criteria used for free trading shares as outlined above,
however, institutes an annualized premium that is paid upon
the reacquisition of the shares instead of monthly interest
payments and stays in effect for a period of 12 months.
____________________________________________________
FREE
TRADING STOCK SECURED LOANS:
Free trading
stock secured loans are non-recourse, non-
callable, and open ended with no lockup period, which may be
closes out the loan any time after 30 days, refinanced, or
otherwise liquidated at a time that is economically
advantageous to do so to repay the loan.
Also, there is no
upside participation of the stock, which means the borrower
gets the full benefit of any appreciation of the value of the
pledged stock (s) (including any dividend payments) during the
term of the loan.
Benefits:
Open Ended, Non-Recourse with
No Margin Calls
Stock
Exchanges:
NYSE, AMEX, NASDAQ NMS,
NASDAQ small cap, OTCBB, TSX,
CDNX, LSE, Pink Sheets, and
certain international exchanges
Security:
Pledged stock is only security
Minimum
Loan:
$100,000
USD
Loan
Amount:
A maximum loan facility of
$10,000,000 USD per loan - larger loan
amounts for borrower provided on a
per case basis
Disbursements:
Loans are provided in one disbursement
Trading
Price:
$0.01
minimum
Share
Volume:
5,000 daily share volume and above
(average 3-month volume)
Loan-To-Value:
30%
to 90% of Security’s value
Loan
Term:
Open ended – up to 5 years
Rate
of Interest:
1%
over prime (variable)
Loan
Repayment:
Option to repay, refinance (twice a
year), or to forfeit Security to satisfy
debt obligation
Prepayment:
No prepayment penalty
Maximum
Security:
Cannot accept as Security, not more
than 5% of the fully diluted total issued
and outstanding shares of any one public
company (per case basis)
____________________________________________________
OPTIONS
/ WARRANTS FINANCING:
Financing is available to clients that have vested or
non-
vested options or warrants that a client wishes to exercise but
lacks the cash to complete. The options and warrants will
need to be free trading upon exercising for the client to
participate in this funding program.
MARGIN LOAN
TAKE-OUTS:
Providing
a Free Trading Stock Secured Loan to qualified
clients that have pledged their stock for a callable margin
loan with a bank or brokerage by taking out the existing
margin loan at the corresponding institution and provide a
higher loan-to-value loan in a non-recourse and
non-callable environment.
___________________________________________
Stock Information / Inquiry Form:
________________________________________________
We reserve the right to modify
the forgoing at anytime without
notice, and Equipment Leae-back Fund is not a securities broker, and does
not
offer or give advice on stock or other securities, and advice is not given to
buy, sell,
or trade securities. The
forgoing is for informational purposes only.
Please
consult your tax or your SEC attorney.
LINKS
OF INTEREST:
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MISCELLANEOUS LINKS: |
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RULES & REGULATIONS
This page is designed to facilitate
the retrieval of information
regarding aged affiliate and aged non-affiliate
securities. From here,
those interested in borrowing against restricted
securities can access
the United States Securities and Exchange Commission,
specifically
the exact rule and regulation as written and approved by the SEC.
Also listed are known articles and periodicals related to stock lending,
restricted securities, and investments therein.
U.S.
Securities and Exchange Commission
Latest SEC Rulings
Rule 144A
Rule 144
__________________________________________________________________
Brokers/Consultants, Welcome.
You are encouraged to submit your transactions.
You will be protected and your clients
respected.
Request the Broker Registration Form
Newport Beach, CA 92663
3355 Via Lido, Suite 345
The Lido Building, 3rd Floor
Fax: 415-946-3307 (Internet Fax)
(C) Copyright 1992 - 200
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